EC project "Review of Historical Seismicity
in Europe" (RHISE) 1989-1993
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Introduction
First, let's run into open doors. Considering shortcomings of classical
catalogues, sometimes hastily computerized, it has been emphasized for years
that, even with the best will for dealing with essential problems of historical
seismicity, seismologists often experience difficulties trying to organize
fruitful collaboration with archaeologists, historians and archivists and,
moreover, to undertake research on their own (1). Despite fine achievements
during a dozen years (2), current experience (meetings, listings, papers)
shows that these basic problems are far from being solved in a more general
way.
On one hand, problems of states of mind, aims, working language, etc. arise
easily. While open-minded historians (in a general sense) are quickly grasping
the interest of earthquakes for some facets of their own work, as a tool
for problems of chronology or exegesis of sources, for a better knowledge
of psychological, religious, political, social, economic and architectural
features, others consider them merely as anecdotes, barely worth mentioning.
Whatsoever degree of interest is of course linked to the scale of events.
While disastrous earthquakes, with their backgrounds and consequences,
attract large-minded historians, minor events are often discarded, despite
their often outstanding interest for seismological and seismo-tectonic
interpretation. Actually some seismologists fond of thresholds themselves
neglect minor earthquakes or events considered so at least at first glance.
So historians should not be asked to be "plus royalistes que le roi"...
Uncontrolled enthusiasm for earthquakes is also dangerous. Too often destructions
in Antiquity are explained in a straightforward way by major earthquakes,
without proper demonstration, either by reference to known events, whose
areas of destruction are enlarged in a haphazard way, as shown by the famous
365 quake, or by postulating earthquakes, without the least genuine testimony,
as shown by a case from the beginning of the fourth century, in Tunisia,
Sicily, etc. While seismologists desperately need historians' help, they
should correct some historian's excesses (3).
On the other hand, seismologists are often frightened by seemingly irrational
complex problems of tracing sources in a mosaic of depositories and, moreover,
by problems of interpretation of all possible kinds, linked to reliability
assessments. While such psychological problems have been dealt with at length,
there is clearly a need for some more down-to-earth notes, with some examples.
Actually a book could be written on such problems, with hundreds of examples
of sources and hundreds of case histories. Actually the author's experience
is not only an outcome of his own research in historical seismicity, since
a dozen years, in depositories of several countries, but also a result of
involvement in economic and social history, a hobby for forty years, with
an intimate knowledge of many depositories.
The word "sources" itself may have a very large meaning, including architecture,
iconography (4), casual pamphlets, printed chronicles and travellers' records,
epigraphy (5), archives in a more or less wide sense. Indeed historical
seismology should as much as possible make best use of different sources,
for instance combinations of architecture, epigraphy and chronicles (antiquity,
early Middle Age) as E. Guidoboni did for the famous 1117 Lombardy event,
renewing its interpretation (6); architecture and archives, as E. Wechsler
did so masterfully for the famous 1356 Basel earthquake, for the town of
Basel (7); pamphlets and archives, as R. Gutdeutsch's team did for the famous
1590 Vienne event (8); early newspapers and archives, at least, for many
17th and 18th century events, etc. Whatsoever, the widest possible
confrontation of sources, with an utterly critical mind, considering
backgrounds and motivations, is a basic need for genuine historical
seismology.
Archives: general considerations
Let's however put emphasis on archives, in a rather wide sense.
Proper archives are more or less structured (at least originally) records
of states, provinces, towns, institutions, bodies, individuals, stored either
by Public Records Offices (states, ministries, provinces, towns, etc.), or
by institutions, bodies and individuals themselves. While distinctions are
quite clear in some case, depositories of a given denomination often store
records from other origins, somewhat in a surprising way.
Whatsoever the scale, archives' own history should be known. First question:
to what extent do they reflect events like dismembering of states, disappearance
of institutions, death of individuals? Were they preserved (where?), partitioned
(how?), or lost? Second set of questions: did archivists respect the original
structures or disturb them? To what extent did they discard part of records
and precisely down-to-earth material, long considered "worthless"? Such knowledge
is fundamental for decisions and conceptions of research.
Anyway, many archives disappeared, totally or partially, in a deliberate
way, by accident or by sorting by archivists. Such late "cultural gaps",
besides original ones, should be considered before any haphazard statement
on sources, archives and others, is such that "gaps" are sometimes filled
by further research elsewhere, instead of cultivating widespread fatalism.
Besides, proper archives depositories, archives in a wider sense are found
in Manuscripts departments of many libraries, with even more intricate problems
of origin. A long rivalry of archivists and librarians explains the presence
in libraries of parts of structured archives which should normally be stored
in Records Offices. Whatsoever, research in Manuscripts department is often
on the whole as important as work in Records Offices and sometimes more
rewarding, at least for systematic research. As an example, Zurich's
Zentralbibliothek is outstandingly rich for our purpose. Indexes,
if any, should be used with utter caution in many cases.
While fear of working in archives is widespread, it is sometimes forgotten
that many important older sources have been printed. It seems that most of
them had never been used, either at all, at least in a critical way, before
the recent renaissance of historical seismology. To a large extent, P. Alexandre
used such published sources for his reappraisal of Middle Ages seismicity
of a large part of north-western Europe. However, indexes, if any, are often
misleading, once more.
Besides, it should not be forgotten that modest local scholars casually publish,
since a century or so, a wealth on earthquake information lost in village
monographs and obscure learned periodicals. In some cases a painstaking,
but rewarding work has been undertaken to get hold of such fruits of intensive
work in often badly known local archives, which would not have been visited
for the purpose of some revision, or even in destroyed archives (9).
Central archives
Let's consider more closely the mosaic of archives, however limiting ourselves
to some rather simple features.
Structures and holdings of central archives of states reflect of course often
complex histories, administrative organizations and specific archivistic
doctrine and practice. While nobody would expect information on older events
from genuine central archives of Italy, the German Federal Republic and
Switzerland, young institutions, the central Ottoman archives, however badly
known, covering a huge area, nourish hopes of many countries' scholars. While
France's "Archives Nationales" give some information for France itself (so
a fine architect's report on a church damaged by 1711 Poitou-Touraine
earthquake), their foremost interest is for other countries, thanks to a
fine collection of "Ancien Regime" consular reports which provides, among
others, a rich harvest of 18th century Greek quakes, even with a copy of
a report by a Venetian proveditor. The British "Public Records Office's"
collection of consular report is a treasure for several countries' historical
seismicity.
However, archives of states are not always "centralized". Often ministries
keep all or part of their records, as in the case of foreign offices of several
countries. While French "Archives Nationales" keep older consular reports,
Foreign Office stores younger consular reports, among other archives, old
and young, of interest, at Paris, as well as repatriated, archives also young
and old, from embassies and consulates, at Nantes branch office. The whole
forms a wonderful source, with duplications, needing however switching not
only from one Paris depository to the other, but also between Paris and Nantes.
Anyway, a fine knowledge could be gathered for 17th and 18th century quakes
in the region of Smyrna, with, of course, further criss-crossing with other
sources, in France and elsewhere. Thanks to guides (see below) whereabouts
of foreign office records, more or less centralized, of all European countries
are fairly known. It should be added that reports are not limited to disastrous
events, but that information is sometimes sent on smaller earthquakes. So
French consuls at Saloniki mention several minor 18th events, while French
representatives at Geneve and Brussels report respectively on December 1755
quake, as felt at Geneve, and February 1756 quake, as felt at Brussels and
Mons.
Former central archives should also be considered apart. So Venice's archives
are a well-known source for events of nowadays Greece, thanks to a wealth
of administrative routine reports, partly published. Genova's archives keep
a collection of consular reports. Actually, most German archives store records
of former territories, with sometimes outstanding information on events at
some distance. So Marburg's "Staatsarchiv" has one of the best reports on
1572 Northern Tyrol sequence (Braunschweig-Wolfenbüttel papers).
Other archives
Provincial archives, with sometimes both former central and sui generis
records, are of outstanding importance in most countries for instance in
Switzerland (Canton's Records Offices) and, above all, in Italy with a wealth
of precise information reflected by a bunch of publications produced by the
recent renaissance of the country 's historical seismology. It should be
added that several of France's Archives departementales store unpartitioned
records of former provinces (Provence, Auvergne, etc.).
Archives of town, large and small, often give rich information not only for
local events, but also in some cases on far-off earthquakes. So Remiremont's
records keep an inventory, house by house, of damage by the famous 1682 quake.
A wonderful harvest has been made in Stein am Rhein's (Switzerland) records.
Besides information on locally felt events (1669, 1728 etc.). Strasbourg's
archives keep, thanks to a flow of news, letters on the famous 1584 Vaud
quake. Essential information on local major events is also provided in some
cases by records from villages. So an inventory of damage, house by house,
from 1812 Middle Durance sequence was found in Beaumont-de-Pertuis.
It must be emphasized that state, province and town archives keep not only
their own records, but also other ones. So records of religious institutions
are found in many public archives, thanks to secularizations, for instance
at the time of Reformation and, later, at the beginning of the 19th century,
when territories were remodelled by France, thanks to the Revolution, etc.
Most important are chronicles and diaries from Jesuit collages, abbeys, etc.,
kept now either in records offices or in Manuscripts departments of libraries.
They often provide the best knowledge of even minor quakes, with information
on processions, prayers, etc. So records of Saint-Pierre-le-Jeune Chapter,
Strasbourg, mention a hitherto unknown event from the beginning of the 17th
century.
Of course, bodies of all kinds keep their own records, first of all transfrontier
religious bodies. The huge complex of Vatican archives should be explored
in a more systematic way for reports on major events. Besides, central records
of religious congregations, Capucines, etc., should be used. Locally parish
records are invaluable. Priests often note events of interest and of course
earthquakes, at least where they rarely occur. As an example, the Rhenish
1733 sequence has been reinterpreted to a large extent thanks to a set of
such dispersed mentions. The London Huguenot parish records keep a report
on 1750 London quake, etc. Actually search in such sources is often painstaking.
In Germany they are dispersed to a wide extent in parishes themselves, but
sometimes centralized, more or less, in specific depositories
(Landeskirchenarchiv Koblentz, Pfälzisches Landeskirchenarchiv, etc.).
In France pre-Revolution registers became part of public "état-civil"
records, now more and more centralized by "Archives départementales".
In lower Alsace for instance, all registers from villages, as well as parishes'
own records, have been gathered at "Archives du Bas-Rhin", with easy access.
Let's also mention learned bodies, with their own archives or archives from
elsewhere (deposits, gifts, etc.). Actually genuine records of some bodies
are kept by public records offices and library. So records of learned societies
from Dijon and Bourg-en-Bresse, with important information on quakes, are
found respectively at "Archives de la Côte d'Or" and Bourg-en-Bresse
library. Among bodies still keeping their own archives, with information,
transfrontier or national, on earthquakes, French "Académie des Sciences"
and "Académie de Médecine" are outstanding. Let's comment the
latter's resources: 18th century enlightened minds, keen of meteorological
knowledge, organize systematic enquires, some of which are also giving, as
a by-product, worthy information on earthquakes. Among bodies gathering archives
from various origins (such as Manuscripts departments of libraries) and of
interest for research on historical seismicity, Société d'Histoire
du Protestantisme (Paris) and Real Academia de la Historia (Madrid) may be
mentioned, while such bodies are numerous in Italy.
Archives of individuals and families are sometimes worth exploring. While
some found their way in public records offices, libraries and archives of
learned bodies, other are still the property of families. In most cases
properties of families are badly known and not easily accessible. However
in some peculiar cases, knowledge of current research on historical seismicity
leads enlightened individuals to make spontaneously available outstanding
information. Such an initiative allowed a fine knowledge of a badly known
event occurring in 1839 in the Central French Alps.
Investigation tools
Although these notes are very oversimplified, they doubtless convey an impression
of a discouragingly complex puzzle, with a lot of overlappings, with a need
of utterly specialized scholarship, with a risk of missing fundamental
information hidden in a labyrinth and, above all, of huge loss of time. Such
an impression is not easily corrected by the distinction, made here and there,
of archives themselves and depositories.
Actually things are less frightful thanks to an arsenal of working tools
at all scales, with useful overlappings. Besides more general publications
on archives, either for the general public or from an archivists' point of
view (10), guides are devoted to groups of countries, so the German speaking
ones (11), to all or part of archives of most country (12), to depositories
of states (12), provinces (13), districts (14), towns or bodies. Some guides
cover as well archives as holdings of Manuscript departments of libraries
(15). It should not be forgotten that guides for a given countries often
forward knowledge of archives of interest to others. Moreover, archivists
of most countries have a long-standing tradition of preparing special guides
for sources kept in other countries' depositories (16). Specific guides are
also prepared on fields like foreign office records, either for one (17)
or for several countries (18). The word "general" should however be emphasized.
In most guides, straightforward information on earthquakes should not be
expected, neither in texts, nor in indexes, although some haphazard exceptions
are known (19). Of course, absence of the word "earthquake" should not discourage
research, at all. More or less detailed, giving a first approach of holdings,
such guides are indispensable for decisions on the opportunity of research
and for the preparation of costly trips. Besides, their information should
be mastered before sending enquiries to archivists.
Inventories are a second step (or first when guides are not available). More
or less detailed, they give a deeper view of all or parts of records
depositories. While printed inventories are available, partly since a long
time, for public research of several countries (e.g. France) (20), as well
as for several bodies , even for small towns (e.g. Stein am Rhein, Switzerland
), and family archives they remain often handwritten (with extreme cases
of 18th century ones still in use) or typed. Once more archivists produced
fine inventories of sources abroad, for instance from Simancas for nowadays
Belgium. So we are at crossroads. While printed inventories allow deeper-digging
preparation, their absence means in situ and sometimes useless work.
Once more it should be emphasized that the word "earthquake" itself does
not appear in many inventories, although a wealth of information may be found
in records, however in an often accessory way, hidden by other subjects retained
by inventories. In one word, inventories give a better knowledge of kinds
of sources, with a better appraisal of chances to find earthquake information.
It should be added that some depositories have neither guides nor proper
inventories. However in such cases information are often given in pioneering
scholars' papers, forwarding their experience either for proper archivistic
knowledge or "à propos" some research theme. For a long time such
papers have been the main source of knowledge of Ottoman archives (21) and
Malta's archives. Some are still of interest.
Specific problems arise with manuscripts of libraries. In most cases, inventories
are available, often with indexes. While some are rather complex, considering
origins, and also detailed (British Library), others align items of every
possible origin, often analyzed in a rather summary way. In many cases, one
must read the whole inventory, picking items likely to bring information
on earthquakes. Once more, inventories are either printed (e.g. to a large
extent in France and Britain) or manuscript (as for a number of German libraries,
at least partly). While preparation is often possible, on the spot first
exploration is sometimes needed, a problem already dealt with for archives.
Strategy
After long preliminaries how should proper research work be undertaken? Let's
stress once more that straightforward work is often impossible. Indexes in
most cases don't lead very far and often this "easy way" only gives already
well-known information. Actually most of new knowledge comes from casual
mentions, often limited to some words, nevertheless important, in accounts,
reports, letters, etc. So a fundamental information for the knowledge of
macroseismic area and characteristics of a major Auvergne earthquake from
the end of 15th century is given by Nevers' accounts, thanks to the mention
of cost of candles used during the procession performed after the event.
Some details on the earthquake occurring in 1769 in the region of Darmstadt
are known from a letter sent by a priest to Baden's "Markgraefin" (22).
Information on Smyrna's quakes are given incidentally by registers of the
former Dutch parish.
It should not be forgotten that one information leads to another. So a report
on the quake experienced in 1581 at Darmstadt reminds another one, from 1567,
at Eppstein. A major 19th century event encourages the French consul at Smyrna
to dig into the consulate's records and to write a report on former quakes.
Criss-crossing is most important, from one source and depository to another.
From consular reports we got a wealth of information on the 1759 sequence
in the Near-East. Later, browsing casually through documents on the expulsion
of Jesuits from France, we found mentions of damage suffered by their
country-house near Tripoli from an earthquake, clearly the main shock of
1759.
A mosaic of depositories and of sources, a mosaic of information... While
specific research on a given event is possible and even rewarding in some
cases, it is often deceiving. In many archives and manuscripts collections,
more systematic work seems preferable, with the hope of large harvests, including
information more specifically sought for. Such a way of working leads to
a spiral of revision, with reinterpretation of epicenters, intensities,
macroseismic areas, etc., a better knowledge of sequences and even (re)discovery
of forgotten events.
Of course intensity of research depends on local conditions. Regulations
of most depositories are of course unadapted to "dépouillements de
masse" needed by what often seems like looking for a needle in a haystack.
It is often impossible to escape stringent regulations, especially in large
depositories with numerous readers, so that intensive preparation (requiring
possibly as much time as proper research) is essential. In Paris, you should
switch from one depository to another to make best use of your day, considering
working hours and delays of each one and even strikes. Higher staff would
often be helpful with working conditions adapted to an unusual subject as
well as with precious scholarly advice. Of course, you should explain your
aims at length, possibly in the course of preparation and convince of your
ability to work in a proper way respecting standards of archives and manuscripts
departments. Actually staff is often eager to help with new, more scientific
and also interdisciplinary subjects. Whatsoever, here and there you may find
upsetting conditions and be considered no more than a troubleshooter.
Now things seem more clear, even more rational, thanks to a wealth of tools.
Nevertheless tracing successfully information on subjects like earthquakes
in sources and depositories of all descriptions is an art by itself. One
fails or succeeds, thanks to a combination of rational work, instinct and,
above all, cultural background. Actually experienced searchers with a knowledge
of both earthquakes and sources are able to do quick and fruitful work, while
others would need tenfold time for a meager result.
Of course, all these problems are mastered daily by genuine historians.
Strasbourg,1989
Notes
1) The author's more general papers deal more or less with such problems.
See J. Vogt, 1988, Sismicité historique: ambiguités sismologiques.
In: J. Bonnin et al. (Editor), 1986, Seismic Hazard in Mediterranean Regions,
Kluwer Academic Publishers (an outcome of Strasbourg Seismological Summer
School, 1986). For more specific discussions see his chronicles of Historical
Seismology in "European Earthquake Engineering", and, of course, a lot of
methodological discussions is found in Professor Ambraseys' well-known papers.
2) Besides Professor Ambraseys', C.P. Melville's, E. Guidoboni's, R. Gutdeutsch's
specific publications, among others, pioneering work has been undertaken
in a more general way for Middle Ages by G. Dagron, 1981, Quand la terre
tremble..., Centre de Recherche d'Histoire et Civilisation de Byzance, Travaux
et Mémoires, t. 8, and by P. Alexandre, 1984, Les tremblements de
terre en Belgique, en Rhénanie et dans le Nord de la France de 700
à 1400: catalogue critique, Annales de la Société
Géologique de Belgique, t. 107.
3) Of course, seismologists should beware of the more journalistic brand
of historians suddenly attracted by the whole popular set of earthquakes,
rock-falls, landslides, etc., with sudden concern for "history of environment"
and a rather catastrophist state of mind, far, for example, from standards
of the long-established Realia school of historians of Antiquity. Further
an incompetent second-hand use of seismologist's work by such historians
would be a disaster.
4) J. Kozak and M.C. Thompson, 1991, Historische Erdbeben in Europa.
Zürich.
5) Ambraseys' map of earthquake inscriptions of the eastern Mediterranean
area was displayed at the XXI General Assembly of the European Seismological
Commission (Sofia, 1988).
6) E. Guidoboni, 1984, 3 janvier 1117: le tremblement de terre du moyen age
roman, aspects des source. In: B. Helly and A. Pollino (Editors), Tremblements
de terre, histoire et archéologie, Actes du colloque, Antibes, 2-4
Novembre 1983, pp. 119-139.
7) E. Wechsler , 1987, Das Erdbeben von Basel 1356. Teil I: Historische und
kunsthistorische Aspekte, Publikationsreihe des Schweizerischen Erdbebendienstes,
ETH, Zürich.
8) R. Gutdeutsch, Ch. Hammerl, I. Mayer, K. Vocelka, 1987, Erdbeben als
historisches Ereignis. Die Rekonstruktion des Bebens von 1590 in
Niederösterreich, Berlin-Heidelberg.
9) One example among hundreds: "Als einst in Lippe die Erde bebte", Lippische
Blaetter für Heimatkunde, 1968. While papers with such clear titles
are found in course of regional bibliographical research, most titles of
papers of this category don't reflect short mentions of earthquakes hidden
among a lot of other informations. Collaboration with local scholars aware
of such hidden informations as well as of the potential of local records
should be sought to avoid running into open doors and failing to find often
essential informations.
10) Among a lot of references, let's quote one of the most recent by F.
Hildesheimer, 1984, Les archives, pourquoi, comment?, Paris.
11) Minerva-Handbuch: Archive im deutschsprachigen Raum, 2nd edition, 1974,
an outstanding work covering all scales of depositories, including many family
archives.
12) P. D'Angiolini e C. Pavone (Editors), 1981-83, Guida generale degli archivi
di Stato Italiani, Roma. See also guides for Spain, Portugal, Belgium, etc
13) See guides of Badisches Landesarchiv, Staatsarchiv Wiesbaden, Staatsarchiv
Dusseldorf, etc.
14) Many of France's "Archives départementales" prepared guidebooks
covering in some cases former provinces (Bourgogne, Languedoc, etc.).
15) P.K. Grimsted, 1972, Archives and Manuscript Depositories in the USSR,
Princeton.
16) I. Carini, 1884, Gli archivi e le biblioteche di Spagna in rapporto alla
storia d'Italia in generale, t. II, Palermo.
17) "The records of the Foreign Office 1782-1939", Public Record Office,
1969. Such a guide has been recently published for the french office records,
dispersed in three depositories.
18) D.H. Thomas et al., 1975, The new guide to the Diplomatic Archives of
Western Europe, Univ. of Pennsylvania Press, 2nd ed., a scholar's "Baedeker".
19) So the word appears once in Dusseldorf's Staatsarchiv Guide, for a most
interesting event, but the document itself could not be retrieved yet, and
also once in Badisches Landesarchiv's Guide, but the document deals with
a modern organization problem, while this depository is outstandingly rich
in informations on former quakes. A fine exception is Carini (see note 16),
with most helpful informations.
20) While most consular reports are quickly listed by guides and manuscript
inventories are available for some of them; a first one has recently been
printed (Archives Nationales, Consulats de France en Grèce et en Turquie,
Correspondance des Consuls d'Athènes et du Nègrepont, Paris
1985).
21) See for instance S.J. Shaw, 1977, The archives of Turkey: an evaluation,
Wiener Zeitschrift fur die Kunde des Morgenlandes, t. 69. It should be pointed
out that Ottoman Archives could not been used in the course of Unesco's Balkan
Project.
22) G. Mayer, Naturkundliche Mitteilungen des Pfarrers J. P. Job ... in Dornheim
an die Markgraefin Caroline Louise von Baden ..., Aufschluss, t. 29.
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